摘要(Abstract):
为了提高我国法院审判质量和统一法律适用,最高人民法院建立了案例指导制度,给我国法律体系带来了巨大变革。指导性案例与西方的"判例"有本质上的区别,要求各级人民法院审判类似案例时应当参照。虽然案例指导制度对完善我国审判制度发挥着重要作用,但是实现案例指导制度面临着诸多挑战。主要由于案例指导制度还是一个相对较新的概念,需要充分掌握对指导性案例的法理原理和与国内法律体系的融合。这些挑战可以通过以下方式加以应对: 明确指导性案例的选择条件、统一指导性案例的发布方式、规范指导性案例的适用,明确"参照"、"应当参照"和"类似案例"的相关规定,设立激励与监督机制以及完善我国司法改革。
关键词(KeyWords):
Abstract:
Keywords:
基金项目(Foundation):
作者(Author): 蒋小翼;邵玲;
Email:
参考文献(References):
- ③1Since the reform and opening-up policies were introduced in 1978,China,after summing up itshistorical experience,established the fundamental policy of promoting socialist democracy andimproving socialist legal construction,restored and rebuilt the judicial system,and formulated andamended a range of fundamental laws.For more details,see JUDICIAL REFORM IN CHINA,( Issued by Information office of the State Council,the People's Republic of China),2012,at http: / /www.china.org.cn / government / whitepaper / node_7169026.htm ( Last visited June 25,2013).
- ①2The Rules on Work Related to Guiding Cases ( Fa Fa [2010]) No.51),( issued by the SupremePeople's Court of China),2010.For English version,see the website of China Guiding Cases Projectof Stanford University,at http: / / cgc.law.stanford.edu / supreme-peoples-court-concerning-work-on-guiding-cases / ( Last visited June 25,2013).
- ②3See,Wu Shuchen,Noble Spirit and Precedent Law Tradition,5 Peking University Law Journal,( 1998) ; Bai Jianjun,Case is the cell of Ruling by Law,5 Law Journal of Shanghai AdministrativeCadre Institute of Politics & Law,( 2002) ; Zhou Daoluan,The Historical Development of ChineseCase System,5 Journal of Law Application ( 2004 ) ; Gan Zhaoduan,Establishing a JudicialInterpretation System in Major Form of Precedents,3 Law Review,( 2001) ; Cao Sanming,Tradition ofPrecedent Law in China and Constructing a Precedent System with Chinese Characteristics,2 Journal ofLaw Application,( 2002).
- ①4Hu Yunteng & Yu Tongzhi,Several Significant Difficult and Controversial Issues of the GCS,6Chinese Journal of Law 3,( 2008 ) ; Su Zelin & Li Xuan,On the Unification of Justice andImprovement of Case Guidance System,12 Chinese Justice 12,16 ( 2009).
- ②5QU YANGYI & JI HUANSHUANG,APPLICATION OF THE GUIDING CASES IN PRACTICE,at http: / /www.hncourt.org / public / detail.php?id =134882 ( Last visited June 25,2013).
- ①6JUDICIAL REFORM IN CHINA,( Issued by Information office of the State Council,the People'sRepublic of China ),2012,at http: / / www.china.org.cn / government / whitepaper / node_7169026.htm ( Last visited June 25,2013).
- ②7Supra note 1.
- ③8Hu Yunteng & Yu Tongzhi,Several Significant Difficult and Controversial Issues of the GCS,6Chinese Journal of Law 3,4 ( 2008).
- ④9HU YUNTENG,CONSTRUCTING THE GCS OF THE PEOPLE'S COURTS,Legal Daily,Jan.5,2011,athttp: / / www.legaldaily.com.cn / bm/ content /2011-01 /05 / content_2427562.htm?node = 20739 ( Lastvisited June 25,2013).
- ⑤10Id.
- ①11OUTLINE OF THE SECOND FIVE-YEAR REFORM FOR THE PEOPLE'S COURTS ( 2004-2008)( Issued by the SPCC ),2005,at http: / /www.lawtime.cn/info/jianding/sfjdlaw/2011112777708.html ( Last visited June 25,2013).
- ②12Id.,Number 13.
- ③13THE CIRCULAR ON RELEASE OF THE FIRST BATCH OF GUIDING CASES ( Issued by theSPCC ),2011,at http: / / www.court.gov.cn / xwzx / jdjd / sdjd /201112 / t20111220_168539.htm( Last visited June 25,2013).For English version,see the website at http: / /www.faegrebd.com/17756 ( Last visited June 25,2013).
- ①14China is Going to Establish Guiding Cases System,People's Court Daily,Dec.27,2005.
- ②15Supra note 8,4.
- ①16Id.,6.
- ②17Administrative trial mechanism here refers to the adjudication in China are easily influenced by administrativeintervention.
- ①18CIVIL PROCEDURE LAW OF THE PEOPLE'S REPUBLIC OF CHINA ( adopted in 1991,Lastrevised in 2007),at http: / / www.eastlaw.cn / Pages / LawCivilProcedure.aspx ( Last visited June 25,2013) ; Criminal Procedure Law of the People's Republic of China ( adopted in 1979,Last revised in2007),at http: / / www.npc.gov.cn / pc /11_5 /2012-01 /19 / content_1686561.htm ( Last visitedJune 25,2013 ) ; Administrative Procedure Law of the People's Republic of China ( 1989 ),athttp: / / www.procedurallaw.cn / english / law /200807 / t20080724_40988.html ( Last visited June 25,2013).
- ②19ORGANIC LAW OF THE PEOPLE'S COURTS OF THE PEOPLE'S REPUBLIC OF CHINA ( adoptedin 1979,Last revised in 2006),at http: / / www.lawinfochina.com / display.aspx?lib = law&id =5623&CGid = ( Last visited June 25,2013).
- ③20THE RULES ON WORK RELATED TO JUDICIAL INTERPRETATIONS ( Fa Fa [2007 ]) No.12),( issued by the Supreme People's Court of China),2007,at http: / / baike.baidu.com / view /961620.htm ( Last visited June 25,2013).
- ①21Supra note 2,article 7.
- ②22HU YUNTENG,APPROPRIATELY USING THE GCS AND MAKING EFFORTS TO REALIZE JUDICIALJUSTICE,Dec.20,2011,at http: / / www.court.gov.cn / xwzx / jdjd / sdjd /201112/ t20111220_168539.htm( Last visited June 25,2013).
- ③23Id.
- ④24The stare decisis is a basic principle in common law system.
- ⑤25The ratio decidendi refers to the rationale for the decision.
- ①26There are two important opinions regarding the legal effect of guiding cases.One opinion is that theGCS is a form of judicial interpretations,thus having the same legal effect as judicial interpretations.The other opinion is that the GCS is different from judicial interpretations,but the guiding cases arede facto binding,rather thande jure binding.
- ②27Supra note 2,article 2.
- ③28Id.,article 1.
- ④29Id.,article 3.
- ①30Id.,articles 4-5.
- ①31Hu Yunteng,Quantitative Analysis of the GCS,Mar.16,2013,People's Court Daily,at 005.
- ②32Id.
- ③33Id.
- ①34See Chen Yanping & Gong Pixiang,delivered the speech inthe Symposium on the GCS with ChineseCharacteristics,Guangming Daily,May,25,2011,People's Court Daily,at http: / /theory.people.com.cn / GB /14732866.html ( Last visited June 25,2013) ; See also WHY GUIDINGCASES MATTER,STANFORD LAW SCHOOL CHINA GUIDING CASES PROJECTS,at http: / /cgc.law.stanford.edu / why-guiding-cases-matter / ( Last visited June 25,2013).
- ①35LIAO WANCHUN,DELIVERED THE SPEECH IN THE JUDGES SHOULD NOT MECHANICALLYUSE THE GUIDING CASES,JAN.15,2012,Southern Weekend,at http: / / www.infzm.com /content /67396 ( Last visited June 25,2013).
- ②36ZHOU SU,DELIVERED THE SPEECH IN THE SYMPOSIUM ON THE GCS WITH CHINESECHARACTERISTICS,Guangming Daily,People's Court Daily,at http: / / theory.people.com.cn /GB /14732866.html ( Last visited June 25,2013 ) ; See also WHY GUIDING CASES MATTER,STANFORD LAW SCHOOL CHINA GUIDING CASES PROJECTS,at http: / /cgc.law.stanford.edu / why-guiding-cases-matter / ( Last visited June 25,2013).
- ③37TANG WEN,DELIVERED THE SPEECH IN THE FIRST STEP OF THE GCS IN CHINA ISDISAPPOINTING,JAN.13,2012,Southern Weekend,at http: / / www.infzm.com / content /67395( Last visited June 25,2013).
- ④38Gong Pixiang,supra note 35.
- ⑤39Supra note 9.
- ⑥40ZHANG QI,DELIVERED THE SPEECH IN THE SPCC RELEASED THE FIRST BATCH OF GUIDINGCASES,DEC.21,2011,at http: / / china.caixin.com /2011-12-21 /100341090.html ( Last visitedJune 25,2013).
- ①41JUDGES' JUDICIAL ACTIVISM IS THE SOUL OF A COUNTRY'S JUDICIAL SYSTEM,SOUTHERNWEEKEND,at http: / / opinion.nfdaily.cn / content /2011-12 /22 / content_35383325.htm ( Last visitedJune 25,2013).
- ②42THE GCS IS HOPED TO PREVENT“SAME CASES WITH DIFFERENT JUDGMENTS”,BEIJINGNEWS,at http: / / www.bjnews.com.cn / opinion /2011 /12 /22 /173102.html ( Last visited June 25,2013).
- ①43QIU JINGRONG,QUESTIONING THE SPCC'S GUIDING CASE NO.1,DEC.24,2011,CAPITALWEEK,at http: / / news.hexun.com/2011-12-26 /136676551.html,( Last visited June 25,2013).44
- ②44LI XUAN,DELIVERED THE SPEECH IN THE FIRST STEP OF THE GCS IN CHINA ISDISAPPOINTING,JAN.13,2012,SOUTHERN WEEKEND,at http: / / www.infzm.com / content /67395 ( Last visited June 25,2013).
- ③45Qiu Jingrong,Questioning the SPCC's Guiding Case No.2,Jan.17,2012,See Guding Case No.2,Stanford Law School China Guiding Cases Projects,at https: / / cgc.law.stanford.edu / guiding-cases /guiding-case-2 / ( Last visited June 25,2013).
- ④46THE FIRST STEP OF THE GCS IN CHINA IS DISAPPOINTING,JAN.13,2012,SOUTHERNWEEKEND,at http: / / www.infzm.com / content /67395 ( Last visited June 25,2013).
- ①47HUANG HUI,DELIVERED THE SPEECH IN FOCUSING ON THE GCS,APR.27,2012,athttp: / / www.civillaw.com.cn / article / default.asp?id = 55459 ( Last visited June 25,2013 ) ; Seealso GUDING CASE NO.1,STANFORD LAW SCHOOL CHINA GUIDING CASES PROJECTS,athttps: / / cgc.law.stanford.edu / guiding-cases / guiding-case-1 / ( Last visited June 25,2013).
- ②48Id.
- ①49Wang Liming,Issues in the GCS in China,1 Law Science,71,75 ( 2012).
- ①50Id,78.
- ②51Id.
- ①52Supra note 8,23.