作者：王建文
作者介绍：南京航空航天大学人文与社会科学学院教授，博士生导师
出版日期：2017年10月9日
内容提要 基于限制控制股东滥用资本多数决和强化公司章程自治以保护特定股东利益的需要,英国《2006年公司法》确立的防御性条款制度值得我国借鉴。防御性条款的"防御"对象包括控制股东与公司管理层,在没有控制股东的公司中也可包括特定股东。我国《公司法》中的防御性条款可以划分成两大类:实体型防御性条款与程序型防御性条款。防御性条款的制定与修改原则上都要求全体股东一致同意。我国《公司法》确立防御性条款法律制度时,应建立防御性条款的特别告知与警示制度。在修订《公司法》时,引入防御性条款法律制度可通过概括性条款或具体规定的模式来进行。
关键词 防御性条款 防御对象 资本多数决
Abstract: In order to protect the rights and benefits of specific shareholders through restricting the controlling shareholders from abusing the principle of capital majority representative and enhancing the autonomy of the company's bylaws, the system of provision for entrenchment established by Companies Act of 2006 (UK) is worth learning from. The defense objects in provisions for entrenchment include controlling shareholders and members of company's management, and can also include specific shareholders in the company without controlling shareholders. The provisions for entrenchment in the Company Law of China can be divided into two categories: substantive provisions for entrenchment and procedural provisions for entrenchment. The formulation and revision of provisions for entrenchment requires the unanimous consent of all the shareholders in principle. When the provision for entrenchment is established in the Company Law, it is necessary to build the special notification and warning system of provisions for entrenchment. The system of provision for entrenchment can be established through the model of general provision or specific regulations when revising the Company Law.